Ausbau von Erklärungen

master
Tobias Arndt 4 years ago
parent a498fb1a8c
commit 3bae82eaf9

1
.gitignore vendored

@ -25,6 +25,7 @@ main-blx.bib
*.png
*.jpg
*.xcf
*.gif
# no slurm logs
*slurm*.out

@ -81,7 +81,6 @@ plot coordinates {
\\\cline{1-4}\cline{6-9}
GD$_{0.01}$&GD$_{0.05}$&GD$_{0.1}$&SGD$_{0.01}$&&GD$_{0.01}$&GD$_{0.05}$&GD$_{0.1}$&SGD$_{0.01}$
\\\cline{1-4}\cline{6-9}
\multicolumn{9}{c}{test}\\
0.265&0.633&0.203&0.989&&2.267&1.947&3.91&0.032
\end{tabu}
\caption{Performance metrics of the networks trained in

@ -62,7 +62,7 @@ plot coordinates {
\multicolumn{3}{c}{Classification Accuracy}
&~&\multicolumn{3}{c}{Error Measure}
\\\cline{1-3}\cline{5-7}
ADAGRAD&ADADELTA&ADAM&&ADAGRAD&ADADELTA&ADAM
\textsc{AdaGad}&\textsc{AdaDelta}&\textsc{Adam}&&\textsc{AdaGrad}&\textsc{AdaDelta}&\textsc{Adam}
\\\cline{1-3}\cline{5-7}
1&1&1&&1&1&1
\end{tabu}

@ -16,288 +16,301 @@
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% \begin{document}
% \begin{lstfloat}
% \begin{lstlisting}[language=iPython]
% import breeze.stats.distributions.Uniform
% import breeze.stats.distributions.Gaussian
% import scala.language.postfixOps
% object Activation {
% def apply(x: Double): Double = math.max(0, x)
% def d(x: Double): Double = if (x > 0) 1 else 0
% }
% class RSNN(val n: Int, val gamma: Double = 0.001) {
% val g_unif = Uniform(-10, 10)
% val g_gauss = Gaussian(0, 5)
% val xis = g_unif.sample(n)
% val vs = g_gauss.sample(n)
% val bs = xis zip vs map {case(xi, v) => xi * v}
% def computeL1(x: Double) = (bs zip vs) map {
% case (b, v) => Activation(b + v * x) }
% def computeL2(l1: Seq[Double], ws: Seq[Double]): Double =
% (l1 zip ws) map { case (l, w) => w * l } sum
% def output(ws: Seq[Double])(x: Double): Double =
% computeL2(computeL1(x), ws)
% def learn(data: Seq[(Double, Double)], ws: Seq[Double],
% lamb: Double, gamma: Double): Seq[Double] = {
% lazy val deltas = data.map {
% case (x, y) =>
% val l1 = computeL1(x) // n
% val out = computeL2(l1, ws) // 1
% (l1 zip ws) map {case (l1, w) => (l1 * 2 * (out - y) +
% lam * 2 * w) * gamma * -1}
% }
% deltas.foldRight(ws)(
% (delta, ws) => ws zip (delta) map { case (w, d) => w + d })
% }
% def train(data: Seq[(Double, Double)], iter: Int, lam: Double,
% gamma: Double = gamma): (Seq[Double], Double => Double)= {
% val ws = (1 to iter).foldRight((1 to n).map(
% _ => 0.0) :Seq[Double])((i, w) => {
% println(s"Training iteration $i")
% println(w.sum/w.length)
% learn(data, w, lam, gamma / 10)
% })
% (ws, output(ws))
% }
% }
% \end{lstlisting}
% \caption{Scala code used to build and train the ridge penalized
% randomized shallow neural network in .... The parameter \textit{lam}
% in the train function represents the $\lambda$ parameter in the error
% function. The parameters \textit{n} and \textit{gamma} set the number
% of hidden nodes and the stepsize for training.}
% \end{lstfloat}
% \clearpage
% \begin{lstlisting}[language=iPython]
% import tensorflow as tf
% import numpy as np
% from tensorflow.keras.callbacks import CSVLogger
% from tensorflow.keras.preprocessing.image import ImageDataGenerator
% mnist = tf.keras.datasets.mnist
% (x_train, y_train), (x_test, y_test) = mnist.load_data()
% x_train = x_train.reshape(x_train.shape[0], 28, 28, 1)
% x_train = x_train / 255.0
% x_test = x_test.reshape(x_test.shape[0], 28, 28, 1)
% x_test = x_test / 255.0
% y_train = tf.keras.utils.to_categorical(y_train)
% y_test = tf.keras.utils.to_categorical(y_test)
% model = tf.keras.models.Sequential()
% model.add(tf.keras.layers.Conv2D(24,kernel_size=5,padding='same',activation='relu',input_shape=(28,28,1)))
% model.add(tf.keras.layers.MaxPool2D())
% model.add(tf.keras.layers.Conv2D(64,kernel_size=5,padding='same',activation='relu'))
% model.add(tf.keras.layers.MaxPool2D(padding='same'))
% model.add(tf.keras.layers.Flatten())
% model.add(tf.keras.layers.Dense(256, activation='relu'))
% model.add(tf.keras.layers.Dropout(0.2))
% model.add(tf.keras.layers.Dense(10, activation='softmax'))
% model.compile(optimizer='adam', loss="categorical_crossentropy",
% metrics=["accuracy"])
% datagen = ImageDataGenerator(
% rotation_range = 30,
% zoom_range = 0.15,
% width_shift_range=2,
% height_shift_range=2,
% shear_range = 1)
% csv_logger = CSVLogger(<Target File>)
% history = model.fit(datagen.flow(x_train, y_train, batch_size=50),
% validation_data=(x_test, y_test),
% epochs=125, callbacks=[csv_logger],
% steps_per_epoch = x_train.shape[0]//50)
% \end{lstlisting}
% \clearpage
% \begin{lstlisting}[language=iPython]
% import tensorflow as tf
% import numpy as np
% from tensorflow.keras.callbacks import CSVLogger
% from tensorflow.keras.preprocessing.image import ImageDataGenerator
% mnist = tf.keras.datasets.fashion_mnist
% (x_train, y_train), (x_test, y_test) = mnist.load_data()
% x_train = x_train.reshape(x_train.shape[0], 28, 28, 1)
% x_test = x_test.reshape(x_test.shape[0], 28, 28, 1)
% x_train, x_test = x_train / 255.0, x_test / 255.0
% y_train = tf.keras.utils.to_categorical(y_train)
% y_test = tf.keras.utils.to_categorical(y_test)
% model = tf.keras.Sequential()
% model.add(tf.keras.layers.Conv2D(filters = 32, kernel_size = (3, 3), activation='relu',
% input_shape = (28, 28, 1), padding='same'))
% model.add(tf.keras.layers.Conv2D(filters = 32, kernel_size = (2, 2), activation='relu', padding = 'same'))
% model.add(tf.keras.layers.MaxPool2D(strides=(2,2)))
% model.add(tf.keras.layers.Conv2D(filters = 64, kernel_size = (3, 3), activation='relu', padding='same'))
% model.add(tf.keras.layers.Conv2D(filters = 64, kernel_size = (3, 3), activation='relu', padding='same'))
% model.add(tf.keras.layers.MaxPool2D(strides=(2,2)))
% model.add(tf.keras.layers.Flatten())
% model.add(tf.keras.layers.Dense(256, activation='relu'))
% model.add(tf.keras.layers.Dropout(0.2))
% model.add(tf.keras.layers.Dense(10, activation='softmax'))
% model.compile(optimizer=tf.keras.optimizers.Adam(lr = 1e-3), loss="categorical_crossentropy", metrics=["accuracy"])
% datagen = ImageDataGenerator(
% rotation_range = 15,
% zoom_range = 0.1,
% width_shift_range=2,
% height_shift_range=2,
% shear_range = 0.5,
% fill_mode = 'constant',
% cval = 0)
% csv_logger = CSVLogger(<Target File>)
% history = model.fit(datagen.flow(x_train, y_train, batch_size=30),
% steps_per_epoch=2000,
% validation_data=(x_test, y_test),
% epochs=125, callbacks=[csv_logger],
% shuffle=True)
% \end{lstlisting}
% \begin{lstlisting}[language=iPython]
% def get_random_sample(a, b, number_of_samples=10):
% x = []
% y = []
% for category_number in range(0,10):
% # get all samples of a category
% train_data_category = a[b==category_number]
% # pick a number of random samples from the category
% train_data_category = train_data_category[np.random.randint(
% train_data_category.shape[0], size=number_of_samples), :]
% x.extend(train_data_category)
% y.append([category_number]*number_of_samples)
% return (np.asarray(x).reshape(-1, 28, 28, 1),
% np.asarray(y).reshape(10*number_of_samples,1))
% \end{lstlisting}
\begin{document}
\begin{lstfloat}
\begin{lstlisting}[language=iPython]
import breeze.stats.distributions.Uniform
import breeze.stats.distributions.Gaussian
import scala.language.postfixOps
object Activation {
def apply(x: Double): Double = math.max(0, x)
def d(x: Double): Double = if (x > 0) 1 else 0
}
class RSNN(val n: Int, val gamma: Double = 0.001) {
val g_unif = Uniform(-10, 10)
val g_gauss = Gaussian(0, 5)
val xis = g_unif.sample(n)
val vs = g_gauss.sample(n)
val bs = xis zip vs map {case(xi, v) => xi * v}
def computeL1(x: Double) = (bs zip vs) map {
case (b, v) => Activation(b + v * x) }
def computeL2(l1: Seq[Double], ws: Seq[Double]): Double =
(l1 zip ws) map { case (l, w) => w * l } sum
def output(ws: Seq[Double])(x: Double): Double =
computeL2(computeL1(x), ws)
def learn(data: Seq[(Double, Double)], ws: Seq[Double],
lamb: Double, gamma: Double): Seq[Double] = {
lazy val deltas = data.map {
case (x, y) =>
val l1 = computeL1(x) // n
val out = computeL2(l1, ws) // 1
(l1 zip ws) map {case (l1, w) => (l1 * 2 * (out - y) +
lam * 2 * w) * gamma * -1}
}
deltas.foldRight(ws)(
(delta, ws) => ws zip (delta) map { case (w, d) => w + d })
}
def train(data: Seq[(Double, Double)], iter: Int, lam: Double,
gamma: Double = gamma): (Seq[Double], Double => Double)= {
val ws = (1 to iter).foldRight((1 to n).map(
_ => 0.0) :Seq[Double])((i, w) => {
println(s"Training iteration $i")
println(w.sum/w.length)
learn(data, w, lam, gamma / 10)
})
(ws, output(ws))
}
}
\end{lstlisting}
\caption{Scala code used to build and train the ridge penalized
randomized shallow neural network in .... The parameter \textit{lam}
in the train function represents the $\lambda$ parameter in the error
function. The parameters \textit{n} and \textit{gamma} set the number
of hidden nodes and the stepsize for training.}
\end{lstfloat}
\clearpage
\begin{lstlisting}[language=iPython]
import tensorflow as tf
import numpy as np
from tensorflow.keras.callbacks import CSVLogger
from tensorflow.keras.preprocessing.image import ImageDataGenerator
mnist = tf.keras.datasets.mnist
(x_train, y_train), (x_test, y_test) = mnist.load_data()
x_train = x_train.reshape(x_train.shape[0], 28, 28, 1)
x_train = x_train / 255.0
x_test = x_test.reshape(x_test.shape[0], 28, 28, 1)
x_test = x_test / 255.0
y_train = tf.keras.utils.to_categorical(y_train)
y_test = tf.keras.utils.to_categorical(y_test)
model = tf.keras.models.Sequential()
model.add(tf.keras.layers.Conv2D(24,kernel_size=5,padding='same',activation='relu',input_shape=(28,28,1)))
model.add(tf.keras.layers.MaxPool2D())
model.add(tf.keras.layers.Conv2D(64,kernel_size=5,padding='same',activation='relu'))
model.add(tf.keras.layers.MaxPool2D(padding='same'))
model.add(tf.keras.layers.Flatten())
model.add(tf.keras.layers.Dense(256, activation='relu'))
model.add(tf.keras.layers.Dropout(0.2))
model.add(tf.keras.layers.Dense(10, activation='softmax'))
model.compile(optimizer='adam', loss="categorical_crossentropy",
metrics=["accuracy"])
datagen = ImageDataGenerator(
rotation_range = 30,
zoom_range = 0.15,
width_shift_range=2,
height_shift_range=2,
shear_range = 1)
csv_logger = CSVLogger(<Target File>)
history = model.fit(datagen.flow(x_train, y_train, batch_size=50),
validation_data=(x_test, y_test),
epochs=125, callbacks=[csv_logger],
steps_per_epoch = x_train.shape[0]//50)
\end{lstlisting}
\clearpage
\begin{lstlisting}[language=iPython]
import tensorflow as tf
import numpy as np
from tensorflow.keras.callbacks import CSVLogger
from tensorflow.keras.preprocessing.image import ImageDataGenerator
mnist = tf.keras.datasets.fashion_mnist
(x_train, y_train), (x_test, y_test) = mnist.load_data()
x_train = x_train.reshape(x_train.shape[0], 28, 28, 1)
x_test = x_test.reshape(x_test.shape[0], 28, 28, 1)
x_train, x_test = x_train / 255.0, x_test / 255.0
y_train = tf.keras.utils.to_categorical(y_train)
y_test = tf.keras.utils.to_categorical(y_test)
model = tf.keras.Sequential()
model.add(tf.keras.layers.Conv2D(filters = 32, kernel_size = (3, 3), activation='relu',
input_shape = (28, 28, 1), padding='same'))
model.add(tf.keras.layers.Conv2D(filters = 32, kernel_size = (2, 2), activation='relu', padding = 'same'))
model.add(tf.keras.layers.MaxPool2D(strides=(2,2)))
model.add(tf.keras.layers.Conv2D(filters = 64, kernel_size = (3, 3), activation='relu', padding='same'))
model.add(tf.keras.layers.Conv2D(filters = 64, kernel_size = (3, 3), activation='relu', padding='same'))
model.add(tf.keras.layers.MaxPool2D(strides=(2,2)))
model.add(tf.keras.layers.Flatten())
model.add(tf.keras.layers.Dense(256, activation='relu'))
model.add(tf.keras.layers.Dropout(0.2))
model.add(tf.keras.layers.Dense(10, activation='softmax'))
model.compile(optimizer=tf.keras.optimizers.Adam(lr = 1e-3), loss="categorical_crossentropy", metrics=["accuracy"])
datagen = ImageDataGenerator(
rotation_range = 15,
zoom_range = 0.1,
width_shift_range=2,
height_shift_range=2,
shear_range = 0.5,
fill_mode = 'constant',
cval = 0)
csv_logger = CSVLogger(<Target File>)
history = model.fit(datagen.flow(x_train, y_train, batch_size=30),
steps_per_epoch=2000,
validation_data=(x_test, y_test),
epochs=125, callbacks=[csv_logger],
shuffle=True)
\end{lstlisting}
\begin{lstlisting}[language=iPython]
def get_random_sample(a, b, number_of_samples=10):
x = []
y = []
for category_number in range(0,10):
# get all samples of a category
train_data_category = a[b==category_number]
# pick a number of random samples from the category
train_data_category = train_data_category[np.random.randint(
train_data_category.shape[0], size=number_of_samples), :]
x.extend(train_data_category)
y.append([category_number]*number_of_samples)
return (np.asarray(x).reshape(-1, 28, 28, 1),
np.asarray(y).reshape(10*number_of_samples,1))
\end{lstlisting}
\begin{align}
\makebox[2cm][c]{$\overset{\text{Lem. A.6}}{\underset{\delta \text{
small enough}}{=}} $}
\end{align}
\end{document}
%%% Local Variables:
%%% mode: latex
%%% TeX-master: t
%%% End:

@ -147,7 +147,7 @@ Wutte (2019, Lemma A.11)]
\mathbb{R}_{>0} : \forall \omega \in \Omega : \forall l, l' \in
\left\{1,\dots,N\right\} : \forall n \in \mathbb{N}$
\[
\left(\abs{\xi_l(\omega) - \xi_{l'}(\omega)} < \delta \angle
\left(\abs{\xi_l(\omega) - \xi_{l'}(\omega)} < \delta \wedge
\text{sign}(v_l(\omega)) = \text{sign}(v_{l'}(\omega))\right)
\implies \abs{\frac{w_l^{*, \tilde{\lambda}}(\omega)}{v_l(\omega)}
- \frac{w_{l'}^{*, \tilde{\lambda}}(\omega)}{v_{l'}(\omega)}} <
@ -157,6 +157,61 @@ Wutte (2019, Lemma A.11)]
\proof given in ..
\end{Lemma}
\begin{Lemma}[$\frac{w^{*,\tilde{\lambda}}}{v} \approx
\mathcal{O}(\frac{1}{n})$, Heiss, Teichmann, and
Wutte (2019, Lemma A.14)]
For any $\lambda > 0$ and data $(x_i^{\text{train}},
y_i^{\text{train}}) \in \mathbb{R}^2, i\in
\left\{1,\dots,\right\}$, we have
\[
\forall P \in (0,1) : \exists C \in \mathbb{R}_{>0} : \exists
n_0 \in \mathbb{N} : \forall n > n_0 : \mathbb{P}
\left[\max_{k\in \left\{1,\dots,n\right\}}
\frac{w_k^{*,\tilde{\lambda}}}{v_k} < C
\frac{1}{n}\right] > P
% \max_{k\in \left\{1,\dots,n\right\}}
% \frac{w_k^{*,\tilde{\lambda}}}{v_k} = \plimn
\]
\proof
Let $k^*_+ \in \argmax_{k\in
\left\{1,\dots,n\right\}}\frac{w^{*,\tilde{\lambda}}}{v_k} : v_k
> 0$ and $k^*_- \in \argmax_{k\in
\left\{1,\dots,n\right\}}\frac{w^{*,\tilde{\lambda}}}{v_k} : v_k
< 0$. W.l.o.g. assume $\frac{w_{k_+^*}^2}{v_{k_+^*}^2} \geq
\frac{w_{k_-^*}^2}{v_{k_-^*}^2}$
\begin{align*}
\frac{F^{\lambda,
g}\left(f^{*,\lambda}_g\right)}{\tilde{\lambda}}
\makebox[2cm][c]{$\stackrel{\mathbb{P}}{\geq}$}
& \frac{1}{2 \tilde{\lambda}}
F_n^{\tilde{\lambda}}\left(\mathcal{RN}^{*,\tilde{\lambda}}\right)
= \frac{1}{2 \tilde{\lambda}}\left[\sum ... + \tilde{\lambda} \norm{w}_2^2\right]
\\
\makebox[2cm][c]{$\geq$}
& \frac{1}{2}\left( \sum_{\substack{k: v_k
> 0 \\\xi_k\in(\xi_{k^*}, \xi_{k^*}
+ \delta)}} \left(w_k^{*,\tilde{\lambda}}\right)^2 +
\sum_{\substack{k: v_k < 0 \\\xi_k\in(\xi_{k^*}, \xi_{k^*}
+ \delta)}} \left(w_k^{*,\tilde{\lambda}}\right)^2\right) \\
\makebox[2cm][c]{$\overset{\text{Lem. A.6}}{\underset{\delta \text{
small enough}}{\geq}} $}
&
\frac{1}{4}\left(\left(\frac{w_{k_+^*}^{*,\tilde{\lambda}}}
{v_{k_+^*}}\right)^2\sum_{\substack{k:
v_k > 0 \\\xi_k\in(\xi_{k^*}, \xi_{k^*} + \delta)}}v_k^2 +
\left(\frac{w_{k_-^*}^{*,\tilde{\lambda}}}{v_{k_-^*}}\right)^2
\sum_{\substack{k:
v_k < 0 \\\xi_k\in(\xi_{k^*}, \xi_{k^*} +
\delta)}}v_k^2\right)\\
\makebox[2cm][c]{$\stackrel{\mathbb{P}}{\geq}$}
& \frac{1}{8}
\left(\frac{w_{k_+^*}^{*,\tilde{\lambda}}}{v_{k^*}}\right)^2
n \delta g_\xi(\xi_{k_+^*}) \mathbb{P}(v_k
>0)\mathbb{E}[v_k^2|\xi_k = \xi_{k^*_+}]
\end{align*}
\end{Lemma}
\input{Appendix_code.tex}
\end{appendices}

@ -7,7 +7,6 @@
copyright = {In Copyright - Non-Commercial Use Permitted},
keywords = {early stopping; implicit regularization; machine learning; neural networks; spline; regression; gradient descent; artificial intelligence},
size = {53 p.},
abstract = {Today, various forms of neural networks are trained to perform approximation tasks in many fields. However, the solutions obtained are not fully understood. Empirical results suggest that typical training algorithms favor regularized solutions.These observations motivate us to analyze properties of the solutions found by gradient descent initialized close to zero, that is frequently employed to perform the training task. As a starting point, we consider one dimensional (shallow) ReLU neural networks in which weights are chosen randomly and only the terminal layer is trained. We show that the resulting solution converges to the smooth spline interpolation of the training data as the number of hidden nodes tends to infinity. Moreover, we derive a correspondence between the early stopped gradient descent and the smoothing spline regression. This might give valuable insight on the properties of the solutions obtained using gradient descent methods in general settings.},
DOI = {10.3929/ethz-b-000402003},
title = {How Implicit Regularization of Neural Networks Affects the Learned Function Part I},
PAGES = {1911.02903}
@ -72,23 +71,14 @@ url={https://doi.org/10.1038/323533a0}
username = {mhwombat},
year = 2010
}
@article{resnet,
author = {Kaiming He and
Xiangyu Zhang and
Shaoqing Ren and
Jian Sun},
title = {Deep Residual Learning for Image Recognition},
journal = {CoRR},
volume = {abs/1512.03385},
year = 2015,
url = {http://arxiv.org/abs/1512.03385},
archivePrefix = {arXiv},
eprint = {1512.03385},
timestamp = {Wed, 17 Apr 2019 17:23:45 +0200},
biburl = {https://dblp.org/rec/journals/corr/HeZRS15.bib},
bibsource = {dblp computer science bibliography, https://dblp.org}
}
@INPROCEEDINGS{resnet,
author={Kaiming {He} and Xiangyu {Zhang} and Shaoqing {Ren} and Jian {Sun}},
booktitle={2016 IEEE Conference on Computer Vision and Pattern Recognition (CVPR)},
title={Deep Residual Learning for Image Recognition},
year={2016},
volume={},
number={},
pages={770-778},}
@book{PRML,
title = {Pattern Recognition and Machine Learning},
@ -117,6 +107,15 @@ numpages = {39}
}
@article{DBLP:journals/corr/DauphinPGCGB14,
author = {Dauphin, Yann and Pascanu, Razvan and Gulcehre, Caglar and Cho, Kyunghyun and Ganguli, Surya and Bengio, Y.},
year = {2014},
month = {06},
pages = {},
title = {Identifying and attacking the saddle point problem in high-dimensional non-convex optimization},
volume = {27},
journal = {NIPS}
}
@article{saddle_point,
author = {Yann N. Dauphin and
Razvan Pascanu and
{\c{C}}aglar G{\"{u}}l{\c{c}}ehre and
@ -286,3 +285,14 @@ series = {ICISDM '18}
biburl = {https://dblp.org/rec/journals/corr/Ruder16.bib},
bibsource = {dblp computer science bibliography, https://dblp.org}
}
@incollection{goodfellow_gan,
title = {Generative Adversarial Nets},
author = {Goodfellow, Ian and Pouget-Abadie, Jean and Mirza, Mehdi and Xu, Bing and Warde-Farley, David and Ozair, Sherjil and Courville, Aaron and Bengio, Yoshua},
booktitle = {Advances in Neural Information Processing Systems 27},
editor = {Z. Ghahramani and M. Welling and C. Cortes and N. D. Lawrence and K. Q. Weinberger},
pages = {2672--2680},
year = {2014},
publisher = {Curran Associates, Inc.},
url = {http://papers.nips.cc/paper/5423-generative-adversarial-nets.pdf}
}

@ -1,4 +1,4 @@
\section{Application of NN to higher complexity Problems}
\section{\titlecap{application of neural networks to higher complexity problems}}
This section is based on \textcite[Chapter~9]{Goodfellow}
@ -155,36 +155,40 @@ in Figure~\ref{fig:img_conv}.
\begin{figure}[h]
\centering
\begin{subfigure}{0.3\textwidth}
\begin{subfigure}{0.27\textwidth}
\centering
\includegraphics[width=\textwidth]{Figures/Data/klammern.jpg}
\caption{Original Picture}
\caption{\small Original Picture\\~}
\label{subf:OrigPicGS}
\end{subfigure}
\begin{subfigure}{0.3\textwidth}
\hspace{0.02\textwidth}
\begin{subfigure}{0.27\textwidth}
\centering
\includegraphics[width=\textwidth]{Figures/Data/image_conv9.png}
\caption{\hspace{-2pt}Gaussian Blur $\sigma^2 = 1$}
\caption{\small Gaussian Blur $\sigma^2 = 1$}
\end{subfigure}
\begin{subfigure}{0.3\textwidth}
\hspace{0.02\textwidth}
\begin{subfigure}{0.27\textwidth}
\centering
\includegraphics[width=\textwidth]{Figures/Data/image_conv10.png}
\caption{Gaussian Blur $\sigma^2 = 4$}
\caption{\small Gaussian Blur $\sigma^2 = 4$}
\end{subfigure}\\
\begin{subfigure}{0.3\textwidth}
\begin{subfigure}{0.27\textwidth}
\centering
\includegraphics[width=\textwidth]{Figures/Data/image_conv4.png}
\caption{Sobel Operator $x$-direction}
\caption{\small Sobel Operator $x$-direction}
\end{subfigure}
\begin{subfigure}{0.3\textwidth}
\hspace{0.02\textwidth}
\begin{subfigure}{0.27\textwidth}
\centering
\includegraphics[width=\textwidth]{Figures/Data/image_conv5.png}
\caption{Sobel Operator $y$-direction}
\caption{\small Sobel Operator $y$-direction}
\end{subfigure}
\begin{subfigure}{0.3\textwidth}
\hspace{0.02\textwidth}
\begin{subfigure}{0.27\textwidth}
\centering
\includegraphics[width=\textwidth]{Figures/Data/image_conv6.png}
\caption{Sobel Operator combined}
\caption{\small Sobel Operator combined}
\end{subfigure}
% \begin{subfigure}{0.24\textwidth}
% \centering
@ -199,7 +203,7 @@ in Figure~\ref{fig:img_conv}.
\end{figure}
\clearpage
\newpage
\subsection{Convolutional NN}
\subsection{Convolutional Neural Networks}
\todo{Eileitung zu CNN amout of parameters}
% Conventional neural network as described in chapter .. are made up of
% fully connected layers, meaning each node in a layer is influenced by
@ -239,10 +243,10 @@ The usage of multiple filters results in multiple outputs of the same
size as the input (or slightly smaller if no padding is used). These
are often called channels.
For convolutional layers that are preceded by convolutional layers the
size of the filter is often chosen to coincide with the amount of channels
size of the filters are often chosen to coincide with the amount of channels
of the output of the previous layer and not padded in this
direction.
This results in the channels ``being squashed'' and prevents gaining
This results in these channels ``being squashed'' and prevents gaining
additional
dimensions\todo{filter mit ganzer tiefe besser erklären} in the output.
This can also be used to flatten certain less interesting channels of
@ -252,14 +256,15 @@ the input as for example color channels.
A way additionally reduce the size using convolution is not applying the
convolution on every pixel, but rather specifying a certain ``stride''
$s$ at which the filter $g$ is moved over the input $I$,
$s$ for each direction at which the filter $g$ is moved over the input $I$,
\[
O_{x,y,c} = \sum_{i,j,l \in \mathbb{Z}} I_{x-i,y-j,c-l} g_{i,j,l}.
O_{x,\dots,c} = \sum_{i,\dots,l \in \mathbb{Z}} I_{(x \cdot
s_x)-i,\dots,(c \cdot s_c)-l} \cdot g_{i,\dots,l}.
\]
The size and stride for all filters in a layer should be the same in
The sizes and stride should be the same for all filters in a layer in
order to get a uniform tensor as output.
T% he size of the filters and the way they are applied can be tuned
% The size of the filters and the way they are applied can be tuned
% while building the model should be the same for all filters in one
% layer in order for the output being of consistent size in all channels.
% It is common to reduce the d< by not applying the
@ -288,14 +293,13 @@ T% he size of the filters and the way they are applied can be tuned
% model to the data. Using multiple kernels it is possible to extract
% different features from the image (e.g. edges -> sobel).
In order to further reduce the size towards the final layer, convolutional
As a means to further reduce the size towards the final layer, convolutional
layers are often followed by a pooling layer.
In a pooling layer the input is
reduced in size by extracting a single value from a
neighborhood of pixels, often by taking the maximum value in the
neighborhood (max-pooling). The resulting output size is dependent on
the offset of the neighborhoods used, this offset is commonly called
``stride''\todo{zwei mal stride}.
the offset (stride) of the neighborhoods used.
The combination of convolution and pooling layers allows for
extraction of features from the input in the from of feature maps while
using relatively few parameters that need to be trained.
@ -306,6 +310,27 @@ by two fully connected layers.
\begin{figure}[h]
\centering
\begin{subfigure}{0.19\textwidth}
\includegraphics[width=\textwidth]{Figures/Data/mnist0bw.pdf}
\caption{input}
\end{subfigure}
\begin{subfigure}{0.19\textwidth}
\includegraphics[width=\textwidth]{Figures/Data/conv2d_6.pdf}
\caption{convolution}
\end{subfigure}
\begin{subfigure}{0.19\textwidth}
\includegraphics[width=\textwidth]{Figures/Data/max_pooling2d_6.pdf}
\caption{max-pool}
\end{subfigure}
\begin{subfigure}{0.19\textwidth}
\includegraphics[width=\textwidth]{Figures/Data/conv2d_7.pdf}
\caption{convolution}
\end{subfigure}
\begin{subfigure}{0.19\textwidth}
\includegraphics[width=\textwidth]{Figures/Data/max_pooling2d_7.pdf}
\caption{max-pool}
\end{subfigure}
\centering
\begin{subfigure}{0.19\textwidth}
\includegraphics[width=\textwidth]{Figures/Data/mnist0bw.pdf}
@ -333,10 +358,10 @@ by two fully connected layers.
\label{fig:feature_map}
\end{figure}
\subsubsection{Parallels to the Visual Cortex in Mammals}
% \subsubsection{Parallels to the Visual Cortex in Mammals}
The choice of convolution for image classification tasks is not
arbitrary. ... auge... bla bla
% The choice of convolution for image classification tasks is not
% arbitrary. ... auge... bla bla
% \subsection{Limitations of the Gradient Descent Algorithm}
@ -345,7 +370,7 @@ arbitrary. ... auge... bla bla
% -Problems navigating valleys -> momentum
% -Different scale of gradients for vars in different layers -> ADAdelta
\subsection{Stochastic Training Algorithms}
\subsection{\titlecap{stochastic training algorithms}}
For many applications in which neural networks are used such as
image classification or segmentation, large training data sets become
detrimental to capture the nuances of the
@ -356,15 +381,18 @@ derivatives of the network with respect for each
variable need to be computed for all data points.
Thus the amount of memory and computing power available limits the
size of the training data that can be efficiently used in fitting the
network. A class of algorithms that augment the gradient descent
network.
A class of algorithms that augment the gradient descent
algorithm in order to lessen this problem are stochastic gradient
descent algorithms.
Here the full dataset is split into smaller disjoint subsets.
Then in each iteration a (different) subset of data is chosen to
compute the gradient (Algorithm~\ref{alg:sdg}).
compute the gradient (Algorithm~\ref{alg:sgd}).
The training period until each data point has been considered at least
once in
updating the parameters is commonly called an ``epoch''.
Using subsets reduces the amount of memory required for storing the
necessary values for each update, thus making it possible to use very
large training sets to fit the model.
@ -407,7 +435,7 @@ In order to illustrate this behavior we modeled a convolutional neural
network to classify handwritten digits. The data set used for this is the
MNIST database of handwritten digits (\textcite{MNIST},
Figure~\ref{fig:MNIST}).
\input{Figures/mnist.tex}
The network used consists of two convolution and max pooling layers
followed by one fully connected hidden layer and the output layer.
Both covolutional layers utilize square filters of size five which are
@ -415,25 +443,15 @@ applied with a stride of one.
The first layer consists of 32 filters and the second of 64. Both
pooling layers pool a $2\times 2$ area. The fully connected layer
consists of 256 nodes and the output layer of 10, one for each digit.
All layers use RELU as activation function, except the output layer
with the output layer which uses softmax (\ref{def:softmax}).
As loss function categorical crossentropy is used (\ref{eq:cross_entropy}).
All layers use a ReLU as activation function, except the output layer
which uses softmax (\ref{eq:softmax}).
As loss function categorical cross entropy (\ref{eq:cross_entropy}) is used.
The architecture of the convolutional neural network is summarized in
Figure~\ref{fig:mnist_architecture}.
\begin{figure}
\includegraphics[width=\textwidth]{Figures/Data/convnet_fig.pdf}
\caption{Convolutional neural network architecture used to model the
MNIST handwritten digits dataset. This figure was created using the
draw\textunderscore convnet Python script by \textcite{draw_convnet}.}
\label{fig:mnist_architecture}
\end{figure}
The results of the network being trained with gradient descent and
stochastic gradient descent for 20 epochs are given in Figure~\ref{fig:sgd_vs_gd}
and Table~\ref{table:sgd_vs_gd}
and Table~\ref{table:sgd_vs_gd}.
Here it can be seen that the network trained with stochstic gradient
descent is more accurate after the first epoch than the ones trained
with gradient descent after 20 epochs.
@ -445,58 +463,75 @@ gradient calculated on the subset it performs far better than the
network using true gradients when training for the same mount of time.
\todo{vergleich training time}
\input{Figures/mnist.tex}
\begin{figure}
\includegraphics[width=\textwidth]{Figures/Data/convnet_fig.pdf}
\caption{Convolutional neural network architecture used to model the
MNIST handwritten digits dataset. This figure was created using the
draw\textunderscore convnet Python script by \textcite{draw_convnet}.}
\label{fig:mnist_architecture}
\end{figure}
\input{Figures/SGD_vs_GD.tex}
\clearpage
\subsection{\titlecap{modified stochastic gradient descent}}
This section is based on \textcite{ruder}.
An inherent problem of the stochastic gradient descent algorithm is
its sensitivity to the learning rate $\gamma$. This results in the
problem of having to find a appropriate learning rate for each problem
which is largely guesswork, the impact of choosing a bad learning rate
This section is based on \textcite{ruder}, \textcite{ADAGRAD},
\textcite{ADADELTA} and \textcite{ADAM}.
While stochastic gradient descent can work quite well in fitting
models its sensitivity to the learning rate $\gamma$ is an inherent
problem.
This results in having to find an appropriate learning rate for each problem
which is largely guesswork. The impact of choosing a bad learning rate
can be seen in Figure~\ref{fig:sgd_vs_gd}.
% There is a inherent problem in the sensitivity of the gradient descent
% algorithm regarding the learning rate $\gamma$.
% The difficulty of choosing the learning rate can be seen
% in Figure~\ref{sgd_vs_gd}.
For small rates the progress in each iteration is small
but as the rate is enlarged the algorithm can become unstable and the parameters
diverge to infinity. Even for learning rates small enough to ensure the parameters
but for learning rates to large the algorithm can become unstable with
updates being larger then the parameters themselves which can result
in the parameters diverging to infinity.
Even for learning rates small enough to ensure the parameters
do not diverge to infinity, steep valleys in the function to be
minimized can hinder the progress of
the algorithm as for leaning rates not small enough gradient descent
``bounces between'' the walls of the valley rather then following a
downward trend in the valley.
the algorithm.
If the bottom of the valley slowly slopes towards the minimum
the steep nature of the valley can result in the
algorithm ``bouncing between'' the walls of the valley rather then
following the downwards trend.
% \[
% w - \gamma \nabla_w ...
% \]
%thus the weights grow to infinity.
\todo{unstable learning rate besser
erklären}
To combat this problem \todo{quelle} propose to alter the learning
A possible way to combat this is to alter the learning
rate over the course of training, often called leaning rate
scheduling in order to decrease the learning rate over the course of
training. The most popular implementations of this are time based
scheduling.
The most popular implementations of this are time based
decay
\[
\gamma_{n+1} = \frac{\gamma_n}{1 + d n},
\]
where $d$ is the decay parameter and $n$ is the number of epochs,
step based decay where the learning rate is fixed for a span of $r$
where $d$ is the decay parameter and $n$ is the number of epochs.
Step based decay where the learning rate is fixed for a span of $r$
epochs and then decreased according to parameter $d$
\[
\gamma_n = \gamma_0 d^{\text{floor}{\frac{n+1}{r}}}
\gamma_n = \gamma_0 d^{\text{floor}{\frac{n+1}{r}}}.
\]
and exponential decay where the learning rate is decreased after each epoch
And exponential decay where the learning rate is decreased after each epoch
\[
\gamma_n = \gamma_o e^{-n d}.
\]
These methods are able to increase the accuracy of a model by large
margins as seen in the training of RESnet by \textcite{resnet}.
\todo{vielleicht grafik
einbauen}
\]\todo{satz aufteilen}
These methods are able to increase the accuracy of models by large
margins as seen in the training of RESnet by \textcite{resnet}, cf. Figure~\ref{fig:resnet}.
\begin{figure}[h]
\centering
\includegraphics[width=\textwidth]{Figures/Data/7780459-fig-4-source-hires.png}
\caption[Learning Rate Decay]{Error history of convolutional neural
network trained with learning rate decay. \textcite[Figure
4]{resnet}}
\label{fig:resnet}
\end{figure}
However stochastic gradient descent with weight decay is
still highly sensitive to the choice of the hyperparameters $\gamma_0$
and $d$.
@ -504,25 +539,29 @@ In order to mitigate this problem a number of algorithms have been
developed to regularize the learning rate with as minimal
hyperparameter guesswork as possible.
We will examine and compare a ... algorithms that use a adaptive
learning rate.
They all scale the gradient for the update depending of past gradients
for each weight individually.
In the following we will compare three algorithms that use a adaptive
learning rate, meaning they scale the updates according to past iterations.
% We will examine and compare a four algorithms that use a adaptive
% learning rate.
% They all scale the gradient for the update depending of past gradients
% for each weight individually.
The algorithms are build up on each other with the adaptive gradient
algorithm (\textsc{AdaGrad}, \textcite{ADAGRAD})
laying the base work. Here for each parameter update the learning rate
is given my a constant
$\gamma$ is divided by the sum of the squares of the past partial
is given by a constant global rate
$\gamma$ divided by the sum of the squares of the past partial
derivatives in this parameter. This results in a monotonous decaying
learning rate with faster
decay for parameters with large updates, where as
parameters with small updates experience smaller decay. The \textsc{AdaGrad}
parameters with small updates experience smaller decay.
The \textsc{AdaGrad}
algorithm is given in Algorithm~\ref{alg:ADAGRAD}. Note that while
this algorithm is still based upon the idea of gradient descent it no
longer takes steps in the direction of the gradient while
updating. Due to the individual learning rates for each parameter only
the direction/sign for single parameters remain the same.
the direction/sign for single parameters remain the same compared to
gradient descent.
\begin{algorithm}[H]
\SetAlgoLined
@ -589,7 +628,7 @@ As the root mean square of the past gradients is already used in the
denominator of the learning rate a exponentially decaying root mean
square of the past updates is used to obtain a $\Delta x$ quantity for
the denominator resulting in the correct unit of the update. The full
algorithm is given by Algorithm~\ref{alg:adadelta}.
algorithm is given in Algorithm~\ref{alg:adadelta}.
\begin{algorithm}[H]
\SetAlgoLined
@ -613,13 +652,13 @@ algorithm is given by Algorithm~\ref{alg:adadelta}.
While the stochastic gradient algorithm is less susceptible to getting
stuck in local
extrema than gradient descent the problem still persists especially
for saddle points with steep .... \textcite{DBLP:journals/corr/Dauphinpgcgb14}
for saddle points (\textcite{DBLP:journals/corr/Dauphinpgcgb14}).
An approach to the problem of ``getting stuck'' in saddle point or
local minima/maxima is the addition of momentum to SDG. Instead of
using the actual gradient for the parameter update an average over the
past gradients is used. In order to avoid the need to SAVE the past
values usually a exponentially decaying average is used resulting in
past gradients is used. In order to avoid the need to hold the past
values in memory usually a exponentially decaying average is used resulting in
Algorithm~\ref{alg:sgd_m}. This is comparable of following the path
of a marble with mass rolling down the slope of the error
function. The decay rate for the average is comparable to the inertia
@ -653,13 +692,15 @@ In an effort to combine the properties of the momentum method and the
automatic adapted learning rate of \textsc{AdaDelta} \textcite{ADAM}
developed the \textsc{Adam} algorithm, given in
Algorithm~\ref{alg:adam}. Here the exponentially decaying
root mean square of the gradients is still used for realizing and
root mean square of the gradients is still used for regularizing the
learning rate and
combined with the momentum method. Both terms are normalized such that
the ... are the first and second moment of the gradient. However the term used in
their means are the first and second moment of the gradient. However the term used in
\textsc{AdaDelta} to ensure correct units is dropped for a scalar
global learning rate. This results in .. hyperparameters, however the
global learning rate. This results in four tunable hyperparameters,
however the
algorithms seems to be exceptionally stable with the recommended
parameters of ... and is a very reliable algorithm for training
parameters of $\alpha = 0.001, \beta_1 = 0.9, \beta_2 = 0.999, \varepsilon=$1e-7 and is a very reliable algorithm for training
neural networks.
\begin{algorithm}[H]
@ -685,8 +726,10 @@ neural networks.
\end{algorithm}
In order to get an understanding of the performance of the above
discussed training algorithms the neural network given in ... has been
trained on the ... and the results are given in
discussed training algorithms the neural network given in \ref{fig:mnist_architecture} has been
trained on the MNIST handwriting dataset with the above described
algorithms.
The performance metrics of the resulting learned functions are given in
Figure~\ref{fig:comp_alg}.
Here it can be seen that the ADAM algorithm performs far better than
the other algorithms, with AdaGrad and Adelta following... bla bla
@ -696,7 +739,7 @@ the other algorithms, with AdaGrad and Adelta following... bla bla
% \subsubsubsection{Stochastic Gradient Descent}
\clearpage
\subsection{Combating Overfitting}
\subsection{\titlecap{combating overfitting}}
% As in many machine learning applications if the model is overfit in
% the data it can drastically reduce the generalization of the model. In
@ -754,12 +797,12 @@ training as well as testing.
%as well as testing.
In order to make this approach feasible
\textcite{Dropout1} propose random dropout.
Instead of training different models for each data point in a batch
Instead of training different models, for each data point in a batch
randomly chosen nodes in the network are disabled (their output is
fixed to zero) and the updates for the weights in the remaining
smaller network are comuted. These the updates computed for each data
point in the batch are then accumulated and applied to the full
network.
smaller network are computed.
After updates have been ... this way for each data point in a batch
the updates are accumulated and applied to the full network.
This can be compared to many small networks which share their weights
for their active neurons being trained simultaniously.
For testing the ``mean network'' with all nodes active but their
@ -785,9 +828,12 @@ used. \todo{comparable to averaging dropout networks, beispiel für
% \textcite{Dropout}.
\subsubsection{\titlecap{manipulation of input data}}
Another way to combat overfitting is to keep the network from learning
the dataset by manipulating the inputs randomly for each iteration of
training. This is commonly used in image based tasks as there are
Another way to combat overfitting is to keep the network form
``memorizing''
the training data rather then learning the relation between in- and
output is to randomly alter the training inputs for
each iteration of training.
This is commonly used in image based tasks as there are
often ways to maipulate the input while still being sure the labels
remain the same. For example in a image classification task such as
handwritten digits the associated label should remain right when the
@ -795,7 +841,8 @@ image is rotated or stretched by a small amount.
When using this one has to be sure that the labels indeed remain the
same or else the network will not learn the desired ...
In the case of handwritten digits for example a to high rotation angle
will ... a nine or six.
will make the distinction between a nine or six hard and will lessen
the quality of the learned function.
The most common transformations are rotation, zoom, shear, brightness,
mirroring. Examples of this are given in Figure~\ref{fig:datagen}.
@ -827,15 +874,26 @@ mirroring. Examples of this are given in Figure~\ref{fig:datagen}.
\label{fig:datagen}
\end{figure}
\subsubsection{\titlecap{comparisons}}
In order to compare the benefits obtained from implementing these
measures we have trained the network given in ... on the same problem
measures we have trained the network given in
\ref{fig:mnist_architecture} on the handwriting recognition problem
and implemented different combinations of data generation and dropout. The results
are given in Figure~\ref{fig:gen_dropout}. For each scennario the
model was trained five times and the performance measures were
averaged. It can be seen that implementing the measures does indeed
increase the performance of the model. Implementing data generation on
its own seems to have a larger impact than dropout and applying both
increases the accuracy even further.
averaged.
It can be seen that implementing the measures does indeed
increase the performance of the model.
Using data generation to alter the training data seems to have a
larger impact than dropout, however utilizing both measures yields the
best results.
\todo{auf zahlen in tabelle verweisen?}
% Implementing data generation on
% its own seems to have a larger impact than dropout and applying both
% increases the accuracy even further.
The better performance stems most likely from reduced overfitting. The
reduction in overfitting can be seen in
@ -847,25 +905,25 @@ test accuracy\todo{kleine begründung}.
\input{Figures/gen_dropout.tex}
\todo{Vergleich verschiedene dropout größen auf MNSIT o.ä., subset als
training set?}
\clearpage
\subsubsection{\titlecap{effectivety for small training sets}}
For some applications (medical problems with small amount of patients)
the available data can be highly limited.
In these problems the networks are highly ... for overfitting the
In these problems the networks are highly prone to overfit the
data. In order to get a understanding of accuracys achievable and the
impact of the measures to prevent overfitting discussed above we and train
the network on datasets of varying sizes with different measures implemented.
impact of the methods aimed at mitigating overfitting discussed above we and train
networks with different measures implemented to fit datasets of
varying sizes.
For training we use the mnist handwriting dataset as well as the fashion
mnist dataset. The fashion mnist dataset is a benchmark set build by
\textcite{fashionMNIST} in order to provide a harder set, as state of
the art models are able to achive accuracies of 99.88\%
(\textcite{10.1145/3206098.3206111}) on the handwriting set.
The dataset contains 70.000 preprocessed images of clothes from
zalando, a overview is given in Figure~\ref{fig:fashionMNIST}.
The dataset contains 70.000 preprocessed and labeled images of clothes from
Zalando, a overview is given in Figure~\ref{fig:fashionMNIST}.
\input{Figures/fashion_mnist.tex}
@ -874,90 +932,91 @@ zalando, a overview is given in Figure~\ref{fig:fashionMNIST}.
\begin{minipage}{\textwidth}
\small
\begin{tabu} to \textwidth {@{}l*4{X[c]}@{}}
\Tstrut \Bstrut & \textsc{Adam} & D. 0.2 & Gen & Gen.+D. 0.2 \\
\Tstrut \Bstrut & \textsc{Adam} & D. 0.2 & Gen & Gen.+D. 0.2 \\
\hline
&
\multicolumn{4}{c}{\titlecap{test accuracy for 1 sample}}\Bstrut \\
\multicolumn{4}{c}{\titlecap{test accuracy for 1 sample}}\Bstrut \\
\cline{2-5}
max \Tstrut & 0.5633 & 0.5312 & \textbf{0.6704} & 0.6604 \\
min & 0.3230 & 0.4224 & 0.4878 & \textbf{0.5175} \\
mean & 0.4570 & 0.4714 & 0.5862 & \textbf{0.6014} \\
var \Bstrut & 0.0040 & \textbf{0.0012} & 0.0036 & 0.0023 \\
max \Tstrut & 0.5633 & 0.5312 & \textbf{0.6704} & 0.6604 \\
min & 0.3230 & 0.4224 & 0.4878 & \textbf{0.5175} \\
mean & 0.4570 & 0.4714 & 0.5862 & \textbf{0.6014} \\
var \Bstrut & 4.021e-3 & \textbf{1.175e-3} & 3.600e-3 & 2.348e-3 \\
\hline
&
\multicolumn{4}{c}{\titlecap{test accuracy for 10 samples}}\Bstrut \\
\multicolumn{4}{c}{\titlecap{test accuracy for 10 samples}}\Bstrut \\
\cline{2-5}
max \Tstrut & 0.8585 & 0.9423 & 0.9310 & \textbf{0.9441} \\
min & 0.8148 & \textbf{0.9081} & 0.9018 & 0.9061 \\
mean & 0.8377 & \textbf{0.9270} & 0.9185 & 0.9232 \\
var \Bstrut & 2.7e-04 & 1.3e-04 & 6e-05 & 1.5e-04 \\
max \Tstrut & 0.8585 & 0.9423 & 0.9310 & \textbf{0.9441} \\
min & 0.8148 & \textbf{0.9081} & 0.9018 & 0.9061 \\
mean & 0.8377 & \textbf{0.9270} & 0.9185 & 0.9232 \\
var \Bstrut & 2.694e-4 & \textbf{1.278e-4} & 6.419e-5 & 1.504e-4 \\
\hline
&
\multicolumn{4}{c}{\titlecap{test accuracy for 100 samples}}\Bstrut \\
\multicolumn{4}{c}{\titlecap{test accuracy for 100 samples}}\Bstrut \\
\cline{2-5}
max \Tstrut & 0.9637 & 0.9796 & 0.9810 & \textbf{0.9811} \\
min & 0.9506 & 0.9719 & 0.9702 & \textbf{0.9727} \\
mean & 0.9582 & 0.9770 & 0.9769 & \textbf{0.9783} \\
var \Bstrut & 2e-05 & 1e-05 & 1e-05 & 1e-05 \\
max \Tstrut & 0.9637 & 0.9796 & 0.9810 & \textbf{0.9811} \\
min & 0.9506 & 0.9719 & 0.9702 & \textbf{0.9727} \\
mean & 0.9582 & 0.9770 & 0.9769 & \textbf{0.9783} \\
var \Bstrut & 1.858e-5 & 5.778e-6 & 9.398e-6 & \textbf{4.333e-6} \\
\hline
\end{tabu}
\normalsize
\captionof{table}{Values of the test accuracy of the model trained
10 times
on random MNIST handwriting training sets containing 1, 10 and 100
data points per class after 125 epochs. The mean achieved accuracy
data points per class after 125 epochs. The mean accuracy achieved
for the full set employing both overfitting measures is }
\label{table:digitsOF}
\small
\centering
\begin{tabu} to \textwidth {@{}l*4{X[c]}@{}}
\Tstrut \Bstrut & \textsc{Adam} & D. 0.2 & Gen & Gen.+D. 0.2 \\
\Tstrut \Bstrut & \textsc{Adam} & D. 0.2 & Gen & Gen.+D. 0.2 \\
\hline
&
\multicolumn{4}{c}{\titlecap{test accuracy for 1 sample}}\Bstrut \\
\multicolumn{4}{c}{\titlecap{test accuracy for 1 sample}}\Bstrut \\
\cline{2-5}
max \Tstrut & 0.4885 & \textbf{0.5613} & 0.5488 & 0.5475 \\
min & 0.3710 & \textbf{0.3858} & 0.3736 & 0.3816 \\
mean \Bstrut & 0.4166 & 0.4838 & 0.4769 & \textbf{0.4957} \\
var & \textbf{0.002} & 0.00294 & 0.00338 & 0.0030 \\
max \Tstrut & 0.4885 & \textbf{0.5513} & 0.5488 & 0.5475 \\
min & 0.3710 & \textbf{0.3858} & 0.3736 & 0.3816 \\
mean \Bstrut & 0.4166 & 0.4838 & 0.4769 & \textbf{0.4957} \\
var & \textbf{1.999e-3} & 2.945e-3 & 3.375e-3 & 2.976e-3 \\
\hline
&
\multicolumn{4}{c}{\titlecap{test accuracy for 10 samples}}\Bstrut \\
\multicolumn{4}{c}{\titlecap{test accuracy for 10 samples}}\Bstrut \\
\cline{2-5}
max \Tstrut & 0.7370 & 0.7340 & 0.7236 & \textbf{0.7502} \\
min & 0.6818 & 0.6673 & 0.6709 & \textbf{0.6799} \\
mean & 0.7130 & \textbf{0.7156} & 0.7031 & 0.7136 \\
var \Bstrut & 3.2e-04 & 3.4e-04 & 3.2e-04 & 4.5e-04 \\
max \Tstrut & 0.7370 & 0.7340 & 0.7236 & \textbf{0.7502} \\
min & \textbf{0.6818} & 0.6673 & 0.6709 & 0.6799 \\
mean & 0.7130 & \textbf{0.7156} & 0.7031 & 0.7136 \\
var \Bstrut & \textbf{3.184e-4} & 3.356e-4 & 3.194e-4 & 4.508e-4 \\
\hline
&
\multicolumn{4}{c}{\titlecap{test accuracy for 100 samples}}\Bstrut \\
\multicolumn{4}{c}{\titlecap{test accuracy for 100 samples}}\Bstrut \\
\cline{2-5}
max \Tstrut & 0.8454 & 0.8385 & 0.8456 & \textbf{0.8459} \\
min & 0.8227 & 0.8200 & \textbf{0.8305} & 0.8274 \\
mean & 0.8331 & 0.8289 & 0.8391 & \textbf{0.8409} \\
var \Bstrut & 4e-05 & 4e-05 & 2e-05 & 3e-05 \\
max \Tstrut & 0.8454 & 0.8385 & 0.8456 & \textbf{0.8459} \\
min & 0.8227 & 0.8200 & \textbf{0.8305} & 0.8274 \\
mean & 0.8331 & 0.8289 & 0.8391 & \textbf{0.8409} \\
var \Bstrut & 3.847e-5 & 4.259e-5 & \textbf{2.315e-5} & 2.769e-5 \\
\hline
\end{tabu}
\normalsize
\captionof{table}{Values of the test accuracy of the model trained 10 times
on random fashion MNIST training sets containing 1, 10 and 100 data points per
class. The mean achieved accuracy for the full dataset is: ....}
\captionof{table}{Values of the test accuracy of the model trained
10 times
on random fashion MNIST training sets containing 1, 10 and 100
data points per class after 125 epochs. The mean accuracy achieved
for the full set employing both overfitting measures is }
\label{table:fashionOF}
\end{minipage}
\clearpage % if needed/desired
\end{minipage}\todo{check values}
\clearpage
}
The random datasets chosen for training are made up of a certain
number of datapoints for each class, which are chosen at random. The
sizes chosen for the comparisons are the full dataset, 100, 10 and 1
data points
per class.
The models are trained on subsets with a certain amount of randomly
chosen datapoints per class.
The sizes chosen for the comparisons are the full dataset, 100, 10 and 1
data points per class.
For the task of classifying the fashion data a slightly altered model
is used. The convolutional layers with filters of size 5 are replaced
by two consecutive convolutional layers with filters of size 3.
This is done in order to have more ... in order to better ... the data
in the model. A diagram of the architecture is given in
This is done in order to have more ... in order to better accommodate
for the more complex nature of the data. A diagram of the architecture is given in
Figure~\ref{fig:fashion_MNIST}.
\afterpage{
@ -981,7 +1040,7 @@ Listing~\ref{lst:fashion} for the fashion model.
The models are trained for 125 epoch in order
to have enough random
augmentations of the input images present during training
augmentations of the input images are present during training
for the networks to fully profit of the additional training data generated.
The test accuracies of the models after
training for 125
@ -998,7 +1057,7 @@ fashion application.
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.35\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
@ -1031,7 +1090,7 @@ fashion application.
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.35\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
@ -1061,7 +1120,7 @@ fashion application.
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = 0.9875\textwidth,
height = 0.35\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch}, ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}, ymin = {0.92}]
@ -1100,7 +1159,7 @@ fashion application.
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style =
{draw = none}, width = \textwidth,
height = 0.35\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
@ -1132,7 +1191,7 @@ fashion application.
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.35\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}, ymin = {0.62}]
@ -1162,7 +1221,7 @@ fashion application.
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = 0.9875\textwidth,
height = 0.35\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch}, ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}, ymin = {0.762}]
@ -1188,45 +1247,129 @@ fashion application.
\caption{100 samples per class}
\vspace{.25cm}
\end{subfigure}
\caption{Mean test accuracies of the models fitting the sampled MNIST
handwriting datasets over the 125 epochs of training.}
\caption{Mean test accuracies of the models fitting the sampled fashion MNIST
over the 125 epochs of training.}
\label{fig:plotOF_fashion}
\end{figure}
It can be seen in ... and ... that the usage of .. overfitting
measures greatly improves the accuracy for small datasets. However for
the smallest size of one datapoint per class generating more data
... outperforms dropout with only a ... improvment being seen by the
implementation of dropout whereas datageneration improves the accuracy
by... . On the other hand the implementation of dropout seems to
reduce the variance in the model accuracy, as the variance in accuracy
for the dropout model is less than .. while the variance of the
datagen .. model is nearly the same. The model with datageneration
... a reduction in variance with the addition of dropout.
For the slightly larger training sets of ten samples per class the
difference between the two measures seems smaller. Here the
improvement in accuracy
seen by dropout is slightly larger than the one of
datageneration. However for the larger sized training set the variance
in test accuracies is lower for the model with datageneration than the
one with dropout.
It can be seen in figure ... that for the handwritten digits scenario
using data generation greatly improves the accuracy for the smallest
training set of one sample per class.
While the addition of dropout only seems to have a small effect on the
accuracy of the model, the variance get further reduced than with data
generation. This drop in variance translates to the combination of
both measures, resulting in the overall best performing model.
In the scenario with 10 and 100 samples per class the measures improve
the performance as well, however the difference in performance between
overfitting measures is much smaller than in the first scenario
with the accuracy gain of dropout being similar to data generation.
While the observation of the variances persist for the scenario with
100 samples per class it does not for the one with 10 samples per
class.
However in all scenarios the addition of the measures reduces the
variance of the model.
The model fit to the fashion MNIST data set benefits less of the
measures.
For the smallest scenario of one sample fer class a substantial
increase in accuracy can be observed for the models with the
... measures.... Contrary to the digits data set dropout improves the
model by a similar margin to data generation.
For the larger data sets however the benefits are far smaller. While
in the scenario with 100 samples per class a performance increase can
be seen for ... of data generation, it performs worse in the 10
samples per class scenario than the baseline mode.
Dropout does seem to have negligible impact on its own in both the 10
and 100 sample scenario. However in all scenarios the addition of
dropout to data generation seems to ...
Additional Figures and Tables for the same comparisons with different
performance metrics are given in Appendix ...
There it cam be seen that while the measures ... reduce overfitting
effectively for the handwritten digits data set, the neural networks
trained on the fashion data set overfit despite these measures being
in place.
% It can be seen in ... that the usage of .. overfitting
% measures greatly improves the accuracy for small datasets. However for
% the smallest size of one datapoint per class generating more data
% ... outperforms dropout with only a ... improvment being seen by the
% implementation of dropout whereas datageneration improves the accuracy
% by... . On the other hand the implementation of dropout seems to
% reduce the variance in the model accuracy, as the variance in accuracy
% for the dropout model is less than .. while the variance of the
% datagen .. model is nearly the same. The model with datageneration
% ... a reduction in variance with the addition of dropout.
% For the slightly larger training sets of ten samples per class the
% difference between the two measures seems smaller. Here the
% improvement in accuracy
% seen by dropout is slightly larger than the one of
% datageneration. However for the larger sized training set the variance
% in test accuracies is lower for the model with datageneration than the
% one with dropout.
% The results for the training sets with 100 samples per class resemble
% the ones for the sets with 10 per class.
Overall it seems that both measures can increase the performance of
a convolution neural network however the success is dependent on the problem.
For the handwritten digits the great result of data generation likely
stems from the .. As the digits are not rotated the same way or
aligned the same way in all ... using images that are altered in such
a way can help the network learn to recognize digits that are written
at a different slant.
In the fashion data set however the alignment of all images are very
COHERENT and little to no difference between two data points of the
same class can be ... by rotation, shifts or shear ...
The results for the training sets with 100 samples per class resemble
the ones for the sets with 10 per class.
Overall the models ... both measures to combat overfitting seem to
perform considerably well compared to the ones without. The usage of
these measures has great potential in improving models used for
applications with limited training data. Additional tables and figures
visualizing the effects on the logarithmic corssentropy rather than
loss are given in the appendix\todo{figs für appendix}
\clearpage
\section{Schluss}
\section{\titlecap{summary and outlook}}
In this thesis we have taken a look at neural networks, their
behavior in small scenarios and their application on image
classification with limited datasets.
We have shown that ridge penalized neural networks ... to
slightly altered cubic smoothing splines, giving us an insight about
the behavior of the learned function of neural networks.
We have seen that choosing the right training algorithm can have a
drastic impact on the efficiency of training and quality of a model
obtainable in a reasonable time frame.
The \textsc{Adam} algorithm has proven itself as best fit for the task
of classifying images. However there is ... ongoing research in
improving these algorithms, for example \textcite{rADAM} propose an
alteration to the \textsc{Adam} algorithm in order to make the
... term more stable in early phases of training.
We have seen that a convolutional network can benefit greatly from
measures combating overfitting, especially if the available training sets are of
a small size. However the success of the measures we have examined
seem to be highly dependent on ...
... there is further research being done on the topic of combating
overfitting.
\textcite{random_erasing} propose randomly erasing parts of the inputs
images during training and are able to achieve high a high accuracy on the fashion MNIST
data set this way (96,35\%).
While data generation explored in this thesis is able to rudimentary
generate new training data there is ... in using more elaborate methods
to enlagre the training set.
\textcite{gan} explore the application of generative adversarial
networks in order to ... for medical images with small ...
These networks ... in order to generate completely new images
... (cf. \textcite{goodfellow_gan}).
Convolutional neural networks are able to achieve remarkable results
and with further improvements and ... will find further applications
and is a staple here to stay.
\begin{itemize}
\item generate more data, GAN etc \textcite{gan}
\item Transfer learning, use network trained on different task and

@ -1,6 +1,22 @@
\section{Introduction}
Neural networks have become a widely used model as they are relatively
easy to build with modern frameworks like tensorflow and are able to
model complex data.
In this thesis we will .. networks ..
In order to get some understanding about the behavior of the learned
function of neural networks we examine the convergence behavior for
....
An interesting application of neural networks is the application to
image classification tasks. We ... impact of ... on the performance of
a neural network in such a task.
As in some applications such as medical imaging one might be limited
to very small training data we study the impact of two measures in
improving the accuracy in such a case by trying to ... the model from
overfitting the data.

@ -1,5 +1,5 @@
\section{Introduction to Neural Networks}
\section{\titlecap{Introduction to Neural Networks}}
This chapter is based on \textcite[Chapter~6]{Goodfellow} and \textcite{Haykin}.
@ -95,18 +95,21 @@ Figure~\ref{fig:nn} and one of a neuron in Figure~\ref{fig:neuron}.
\label{fig:nn}
\end{figure}
\subsection{Nonlinearity of Neural Networks}
\subsection{\titlecap{nonlinearity of neural networks}}
The arguably most important feature of neural networks that sets them
apart from linear models is the activation function implemented in the
neurons. As seen in Figure~\ref{fig:neuron} on the weighted sum of the
inputs a activation function $\sigma$ is applied resulting in the
output of the $k$-th neuron in a layer $l$
output of the $k$-th neuron in a layer $l$ with $m$ nodes in layer $l-1$
being given by
\[
o_{l,k} = \sigma\left(b_{l,k} + \sum_{j=1}^m w_{l,k,j} o_{l-1,j}\right)
\]
for weights $w_{l,k,j}$ and biases $b_{l,k}$.
\begin{align*}
o_{l,k} = \sigma\left(b_{l,k} + \sum_{j=1}^{m} w_{l,k,j}
o_{l-1,j}\right)
\end{align*}
for weights $w_{l,k,j}$ and biases $b_{l,k}$. For a network with $L$
hidden layers and inputs $o_{0}$ the final outputs of the network
are thus given by $o_{L+1}$.
The activation function is usually chosen nonlinear (a linear one
would result in the entire model collapsing into a linear one\todo{beweis?}) which
allows it to better model data where the relation of in- and output is
@ -308,7 +311,7 @@ neural network.
% data-point in fitting the model, where usually some distance between
% the model output and the labels is minimized.
\subsubsection{\titlecap{nonliniarity in last layer}}
\subsubsection{\titlecap{nonliniarity in the last layer}}
Given the nature of the neural net the outputs of the last layer are
real numbers. For regression tasks this is desirable, for
@ -333,9 +336,10 @@ This however makes training the model with gradient based methods impossible, as
the transformation is either zero or undefined.
A continuous transformation that is close to the argmax one is given by
softmax
\[
\begin{equation}
\text{softmax}(o)_i = \frac{e^{o_i}}{\sum_j e^{o_j}}.
\]
\label{eq:softmax}
\end{equation}
The softmax function transforms the realm of the output to the interval $[0,1]$
and the individual values sum to one, thus the output can be interpreted as
a probability for each class given the input.
@ -406,7 +410,7 @@ As discussed above the output of a neural network for a classification
problem can be interpreted as a probability distribution over the classes
conditioned on the input. In this case it is desirable to
use error functions designed to compare probability distributions. A
widespread error function for this use case is the cross entropy (\textcite{PRML}),
widespread error function for this use case is the categorical cross entropy (\textcite{PRML}),
which for two discrete distributions $p, q$ with the same realm $C$ is given by
\[
H(p, q) = \sum_{c \in C} p(c) \ln\left(\frac{1}{q(c)}\right),
@ -415,9 +419,10 @@ comparing $q$ to a target density $p$.
For a data set $(x_i,y_i), i = 1,\dots,n$ where each $y_{i,c}$
corresponds to the probability of class $c$ given $x_i$ and predictor
$f$ we get the loss function
\[
\begin{equation}
CE(f) = \sum_{i=1}^n H(y_i, f(x_i)).
\]
\label{eq:cross_entropy}
\end{equation}
\todo{Den satz einbauen}
-Maximum Likelihood
@ -471,7 +476,10 @@ expensive.
By using the chain rule and exploiting the layered structure we can
compute the parameter update much more efficiently, this practice is
called backpropagation and was introduced by
\textcite{backprop}\todo{nachsehen ob richtige quelle}.
\textcite{backprop}\todo{nachsehen ob richtige quelle}. The algorithm
for one data point is given in Algorithm~\ref{alg:backprop}, but for all error
functions that are sums of errors for single data points (MSE, cross
entropy) backpropagation works analogous for larger training data.
% \subsubsection{Backpropagation}
@ -485,11 +493,33 @@ called backpropagation and was introduced by
% for each layer from output layer towards the first layer while only
% needing to ....
\[
\frac{\partial L(...)}{}
\]
Backprop noch aufschreiben
\todo{Backprop richtig aufschreiben}
\begin{algorithm}[H]
\SetAlgoLined
\KwInput{Inputs $o_0$, neural network
with $L$ hidden layers and weights $w$ and biases $b$ for $n_l$
nodes and activation function $\sigma_l$ in layer $l$, loss $\tilde{L}$.}
Forward Propagation:
\For{$l \in \left\{1, \dots, L+1\right\}$}{
Compute values for layer $l$:
$z_{l,k} \leftarrow b_{l,k} + w_{l,k}^{\mathrm{T}} o_{l-1}, k \in \left\{1,\dots,n_l\right\}$\;
$o_{l,k} \leftarrow \sigma_l(z_{l,k}), k \in \left\{1,\dots,n_l\right\}$ \;
}
Calculate derivative for output layer: $\delta_{L+1, k} \leftarrow
\frac{\partial\tilde{L}(o_{L+1})}{\partial o_{L+1,k}} \sigma_{L+1}'(z_{L+1,k})$\;
Back propagate the error:
\For{$l \in \left\{L,\dots,1\right\}$}{
$\delta_{l,k} \leftarrow w_{l+1,k}^{\mathrm{T}} \delta_{l+1}
\sigma_{l}'(z_{l,k}), k=1,\dots,n_k$
}
Calculate gradients:
$\frac{\partial\tilde{L}}{\partial w_{l,k,j}} =
\delta_{l,k}o_{l-1,j}$,
$\frac{\partial\tilde{L}}{\partial b_{l,k}} =
\delta_{l,k}$\;
\caption{Backpropagation for one data point}
\label{alg:backprop}
\end{algorithm}
%%% Local Variables:
%%% mode: latex

@ -1,8 +1,8 @@
\boolfalse {citerequest}\boolfalse {citetracker}\boolfalse {pagetracker}\boolfalse {backtracker}\relax
\babel@toc {english}{}
\defcounter {refsection}{0}\relax
\contentsline {table}{\numberline {4.1}{\ignorespaces Performance metrics of the networks trained in Figure~\ref {fig:sgd_vs_gd} after 20 training epochs.\relax }}{30}{table.caption.34}%
\contentsline {table}{\numberline {4.1}{\ignorespaces Performance metrics of the networks trained in Figure~\ref {fig:sgd_vs_gd} after 20 training epochs.\relax }}{29}{table.caption.32}%
\defcounter {refsection}{0}\relax
\contentsline {table}{\numberline {4.2}{\ignorespaces Values of the test accuracy of the model trained 10 times on random MNIST handwriting training sets containing 1, 10 and 100 data points per class after 125 epochs. The mean achieved accuracy for the full set employing both overfitting measures is \relax }}{41}{table.4.2}%
\contentsline {table}{\numberline {4.2}{\ignorespaces Values of the test accuracy of the model trained 10 times on random MNIST handwriting training sets containing 1, 10 and 100 data points per class after 125 epochs. The mean accuracy achieved for the full set employing both overfitting measures is \relax }}{42}{table.4.2}%
\defcounter {refsection}{0}\relax
\contentsline {table}{\numberline {4.3}{\ignorespaces Values of the test accuracy of the model trained 10 times on random fashion MNIST training sets containing 1, 10 and 100 data points per class. The mean achieved accuracy for the full dataset is: ....\relax }}{41}{table.4.3}%
\contentsline {table}{\numberline {4.3}{\ignorespaces Values of the test accuracy of the model trained 10 times on random fashion MNIST training sets containing 1, 10 and 100 data points per class after 125 epochs. The mean accuracy achieved for the full set employing both overfitting measures is \relax }}{42}{table.4.3}%

@ -34,7 +34,7 @@
\usepackage{todonotes}
\usepackage{lipsum}
\usepackage[ruled,vlined]{algorithm2e}
%\usepackage{showframe}
\usepackage{showframe}
\usepackage[protrusion=true, expansion=true, kerning=true, letterspace
= 150]{microtype}
\usepackage{titlecaps}
@ -43,8 +43,9 @@
\usepackage{chngcntr}
\usepackage{hyperref}
\hypersetup{
linktoc=all, %set to all if you want both sections and subsections linked
linktoc=all, %set to all if you want both sections and subsections linked
}
\allowdisplaybreaks
\captionsetup[sub]{justification=centering}
@ -202,6 +203,7 @@
\DeclareMathOperator*{\plim}{\mathbb{P}\text{-}\lim}
\DeclareMathOperator{\supp}{supp}
\DeclareMathOperator*{\argmin}{arg\,min}
\DeclareMathOperator*{\argmax}{arg\,max}
\DeclareMathOperator*{\po}{\mathbb{P}\text{-}\mathcal{O}}
\DeclareMathOperator*{\equals}{=}
\begin{document}
@ -286,6 +288,413 @@
% Appendix A
\input{appendixA.tex}
\section{\titlecap{additional comparisons}}
In this section we show additional comparisons for the neural networks
trained in Section~\ref{...}. In ... the same comparisons given for
the test accuracy are given for the cross entropy loss on the test
set, as well as on the training set.
\begin{figure}[h]
\centering
\small
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_1.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_dropout_02_1.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_datagen_1.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_02_1.mean};
\addlegendentry{\footnotesize{Default}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G. + D. 0.2}}
\addlegendentry{\footnotesize{D. 0.4}}
\addlegendentry{\footnotesize{Default}}
\end{axis}
\end{tikzpicture}
\caption{1 sample per class}
\vspace{0.25cm}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_dropout_00_10.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_dropout_02_10.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_00_10.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_02_10.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{10 samples per class}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = 0.9875\textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch}, ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_dropout_00_100.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_dropout_02_100.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_00_100.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_02_100.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{100 samples per class}
\vspace{.25cm}
\end{subfigure}
\caption{Mean test accuracies of the models fitting the sampled MNIST
handwriting datasets over the 125 epochs of training.}
\end{figure}
\begin{figure}[h]
\centering
\small
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style =
{draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_0_1.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_2_1.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_0_1.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_2_1.mean};
\addlegendentry{\footnotesize{Default}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G. + D. 0.2}}
\addlegendentry{\footnotesize{D. 0.4}}
\end{axis}
\end{tikzpicture}
\caption{1 sample per class}
\vspace{0.25cm}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}, ymin = {0.62}]
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_0_10.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_2_10.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_0_10.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_2_10.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{10 samples per class}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = 0.9875\textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch}, ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_0_100.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_2_100.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_0_100.mean};
\addplot table
[x=epoch, y=val_loss, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_2_100.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{100 samples per class}
\vspace{.25cm}
\end{subfigure}
\caption{Mean test accuracies of the models fitting the sampled fashion MNIST
over the 125 epochs of training.}
\end{figure}
\begin{figure}[h]
\centering
\small
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_1.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_dropout_02_1.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_datagen_1.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_02_1.mean};
\addlegendentry{\footnotesize{Default}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G. + D. 0.2}}
\addlegendentry{\footnotesize{D. 0.4}}
\addlegendentry{\footnotesize{Default}}
\end{axis}
\end{tikzpicture}
\caption{1 sample per class}
\vspace{0.25cm}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_dropout_00_10.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_dropout_02_10.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_00_10.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_02_10.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{10 samples per class}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = 0.9875\textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch}, ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}, ymin = {0.92}]
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_dropout_00_100.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_dropout_02_100.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_00_100.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/adam_datagen_dropout_02_100.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{100 samples per class}
\vspace{.25cm}
\end{subfigure}
\caption{Mean test accuracies of the models fitting the sampled MNIST
handwriting datasets over the 125 epochs of training.}
\end{figure}
\begin{figure}[h]
\centering
\small
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style =
{draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_0_1.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_2_1.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_0_1.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_2_1.mean};
\addlegendentry{\footnotesize{Default}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G. + D. 0.2}}
\addlegendentry{\footnotesize{D. 0.4}}
\end{axis}
\end{tikzpicture}
\caption{1 sample per class}
\vspace{0.25cm}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = \textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch},ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}, ymin = {0.62}]
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_0_10.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_2_10.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_0_10.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_2_10.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{10 samples per class}
\end{subfigure}
\begin{subfigure}[h]{\textwidth}
\begin{tikzpicture}
\begin{axis}[legend cell align={left},yticklabel style={/pgf/number format/fixed,
/pgf/number format/precision=3},tick style = {draw = none}, width = 0.9875\textwidth,
height = 0.4\textwidth, legend style={at={(0.9825,0.0175)},anchor=south east},
xlabel = {epoch}, ylabel = {Test Accuracy}, cycle
list/Dark2, every axis plot/.append style={line width
=1.25pt}]
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_0_100.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_dropout_2_100.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_0_100.mean};
\addplot table
[x=epoch, y=accuracy, col sep=comma, mark = none]
{Figures/Data/fashion_datagen_dropout_2_100.mean};
\addlegendentry{\footnotesize{Default.}}
\addlegendentry{\footnotesize{D. 0.2}}
\addlegendentry{\footnotesize{G.}}
\addlegendentry{\footnotesize{G + D. 0.2}}
\end{axis}
\end{tikzpicture}
\caption{100 samples per class}
\vspace{.25cm}
\end{subfigure}
\caption{Mean test accuracies of the models fitting the sampled fashion MNIST
over the 125 epochs of training.}
\end{figure}
\end{document}
%%% Local Variables:

@ -224,8 +224,8 @@ plot coordinates {
\end{figure}
\clearpage
\subsection{Convergence Behaviour of 1-dim. Randomized Shallow Neural
Networks}
\subsection{\titlecap{convergence behaviour of 1-dim. randomized shallow neural
networks}}
This section is based on \textcite{heiss2019}.
@ -963,7 +963,7 @@ would equate to $g(x) = \frac{\mathbb{E}[v_k^2|\xi_k = x]}{10}$. In
order to utilize the
smoothing spline implemented in Mathlab, $g$ has been simplified to $g
\equiv \frac{1}{10}$ instead. For all figures $f_1^{*, \lambda}$ has
been calculated with Matlab's 'smoothingspline', as this minimizes
been calculated with Matlab's ``smoothingspline'', as this minimizes
\[
\bar{\lambda} \sum_{i=1}^N(y_i^{train} - f(x_i^{train}))^2 + (1 -
\bar{\lambda}) \int (f''(x))^2 dx
@ -971,7 +971,7 @@ been calculated with Matlab's 'smoothingspline', as this minimizes
the smoothing parameter used for fittment is $\bar{\lambda} =
\frac{1}{1 + \lambda}$. The parameter $\tilde{\lambda}$ for training
the networks is chosen as defined in Theorem~\ref{theo:main1} and each
one is trained on the full training data for 5000 epoch using
network is trained on the full training data for 5000 epochs using
gradient descent. The
results are given in Figure~\ref{fig:rn_vs_rs}, here it can be seen that in
the intervall of the traing data $[-\pi, \pi]$ the neural network and

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